-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+zG6xvv0fYbvBu4ab7mhAw4ff+dAkVLxFX5foOr36uQ5T4t1UyAMg2uTRoopFZ8 IVOVh/mNc6XKv/FJHTwSxA== 0000062741-97-000057.txt : 19970222 0000062741-97-000057.hdr.sgml : 19970222 ACCESSION NUMBER: 0000062741-97-000057 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGAL BELOIT CORP CENTRAL INDEX KEY: 0000082811 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390875718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38563 FILM NUMBER: 97537033 BUSINESS ADDRESS: STREET 1: 200 STATE ST CITY: BELOIT STATE: WI ZIP: 53511 BUSINESS PHONE: 6083648800 MAIL ADDRESS: STREET 1: 200 STATE STREET CITY: BELOIT STATE: WI ZIP: 53511-6254 FORMER COMPANY: FORMER CONFORMED NAME: BELOIT TOOL CORP DATE OF NAME CHANGE: 19730522 FORMER COMPANY: FORMER CONFORMED NAME: RECORD A PUNCH CORP DATE OF NAME CHANGE: 19690320 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP/WI/ CENTRAL INDEX KEY: 0000062741 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 390968604 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 770 N WATER ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147657801 MAIL ADDRESS: STREET 1: 770 NORTH WATER ST CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G/A 1 13G/A-3 REGAL BELOIT CORPORATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) __________________ Regal Beloit Corporation _____________________________ (Name of Issuer) Common Stock _____________________________ (Title of Class of Securities) 758750103 _________ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CUSIP No. 758750103 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Reporting Person: MARSHALL & ILSLEY CORPORATION, I.D. No. 39-0452805 2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] 3) SEC Use Only 4) Citizenship or Place of Organization: MARSHALL & ILSLEY CORPORATION IS A WISCONSIN CORPORATION _____________________________________________________________________________ Number of Shares 5) Sole Voting Power: 1,612,311 Beneficially Owned ______________________________________________ by Each Reporting Person With: 6) Shared Voting Power: 53,000* ______________________________________________ 7) Sole Dispositive Power: 705,043 ______________________________________________ 8) Shared Dispositive Power: 44,000* 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 1,665,311* 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): N/A 11) Percent of Class Represented by Amount in Row 9: 8.07% 12) Type of Reporting Person (See Instructions): HC *Beneficial ownership of 32,800 shares is specifically disclaimed. See Item 4. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INSTRUCTIONS: A. Statements containing the information required by this Schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rule 13d-1(b)(2), if applicable. B. Information contained in a form which is required to be filed by rules under Section 13(f) (15 USC 78m(f)) for the same calendar year as that covered by a statement on this Schedule may be incorporated by reference in response to any of the items of this Schedule. If such information is incorporated by reference in this Schedule, copies of the relevant pages of such form shall be filed as an exhibit to this Schedule. C. The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1(a). Name of Issuer: Regal Beloit Corporation _______________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 200 State Street, Beloit, Wisconsin 53511 _______________________________________________________________________ Item 2(a). Name of Person Filing: Marshall & Ilsley Corporation _______________________________________________________________________ Item 2(b). Address or Principal Business Office or, if none, Residence: 770 N. Water Street, Milwaukee, Wisconsin _______________________________________________________________________ Item 2(c). Citizenship: Wisconsin Corporation _______________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock _______________________________________________________________________ Item 2(e). CUSIP Number: 571834100 _______________________________________________________________________ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Item 3. If this statement is flied pursuant to rules 13d-l(b)(1), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund: see Sec.240.13d-l(b)(1)(ii)(F) (g) [X] Parent Holding Company, in accordance with Sec. 240.13d-l(b)(1)(ii)(G)(Note: See Item 7) (h) [ ] Group, in accordance with Sec. 240.13d-l(b)(1)(h)(H) Item 4. Ownership. (a) Amount Beneficially Owned: 1,665,311* (b) Percent of Class: 8.07% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,612,311 (ii) Shared power to vote or to direct the vote 53,000* (iii) Sole power to dispose or to direct the disposition of 705,043 (iv) Shared power to dispose or to direct the disposition of 44,000* *Includes 32,800 shares held in various directed employee benefit plans, where Marshall & Ilsley Trust Company , as custodian, may be viewed as having voting or dispositive authority in certain situations pursuant to Department of Labor regulations or interpretations or federal case law. Pursuant to SEC Rule 13d-4, inclusion of such shares in this statement shall not be construed as an admission that the Reporting Person or its subsidiaries are, for purposes of Sections 13(d) or 13(g) of the Act, the beneficial owners of such securities. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. In response to Item 6, bank trust beneficiaries and customers are known to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the subject securities. No such person is known to possess such an interest relating to more than 5% of the class of subject securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. The parent holding company has filed this schedule pursuant to Rule 13d-l(b)(1)(ii)(g) and each relevant subsidiary hereby consents to the filing of this statement on its behalf by the parent company. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Marshall & Ilsley Trust Company a Wisconsin banking corporation Tax Identification No. 39-1186267 Marshall & Ilsley Trust Company of Florida a Florida trust company Tax Identification No. 39-1501473 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. The following certification shall be included if the statement is filed pursuant to Rule 13d-l(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 Signature: /s/ Patricia R. Justiliano Name/Title: Patricia R. Justiliano, Senior Vice President & Corporate Controller (13G-REGAL) -----END PRIVACY-ENHANCED MESSAGE-----